Mr Avinash KUMAR Telephone: +917619487209 102 sai Anjanadri Residency - India Location: India
Sector: IT Jobs: Developer, Manager, Web
Job search (short statement...):
Seeking job in Investment bank in risk and compliance domain relates to regulatory reporting includes derivatives product knowledge carrying 8+ year of experience in the same domain.
Experience:
HSBC -2021 - present
Manage regulatory reporting across multiple asset classes, with a primary focus on the equity asset class and adherence to regulations such as HKMA, KRX, NOA (CFTC, SEC, CSA), ESMA, and MIFID, utilizing various Trade repositories like DTCC and Unavista.
Utilize deep regulatory knowledge to execute multiple controls, ensuring uniformity in reporting standards.
Play a techno-functional role, understanding regulatory requirements and implementing them in internal systems through collaboration with diverse teams to ensure regulatory compliance.
Lead and coordinate stakeholder forums, including Governance calls to facilitate effective communication and decision-making processes.
Spearhead various projects including:
o CFTC re-write phases 1 and 2.
o EMIR REFIT compliance initiatives.
o ETD project management to streamline processes and enhance
efficiency.
Societe Genrale - 2017 - 2021
Senior Analyst (April 2020 – Oct 2021)
Led a team of 4 in reconciliation, rejection management, and testing for DFA, EMIR, OTC-Canada, MAS, HKMA, and SFTR.
Used analytical methods for compliance, managed projects from conception to completion and conducted User Acceptance Tests. Successfully resolved UTI issues and increased FX asset class reconciliation from 89% to 98%.
Collaborated with onshore partners for regulatory topic implementations. Automated and streamlined various regulatory reports.
Change Management (Implemented):
Controlled LEI status checks, enhanced timeliness control and automated eligibility checks.
Implemented changes in booking behavior across FX and FXO FO/Sales desk.
Analyst (Mar 2017 – Mar 2020)
Conducted testing controls, organized committees, and ensured data quality.
Drafted/enhanced SOPs for testing controls.
Managed reconciliation, conducted User Acceptance Tests, and published dashboards and KPIs.
Automated and streamlined regulatory reports.
Education:
MBA in Project Management, DY Patil University, Pune 2021 – 2023
B.Com in Accounts Honrs, Umes Chadra College, Calcutta University, 2012 – 2015
Languages:
English and Hindi
Read write and speak - Advanced level
Others:
Onsite (HSBC):
Led a key on-site assignment in Dusseldorf, Germany, for HSBC's global operations, overseeing the one-month migration of ETD processes. Ensured a smooth transition with minimal disruption through meticulous end-to-end testing.
Posted by:
Avinash Kumar  30/10/2024
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